Elements and Performance Criteria
- Process transaction documentation
- Check transaction documentation received from dealer promptly for accuracy and completion according to organisational guidelines
- Enter details on transaction documentation into organisational dealing system using appropriate technology
- Review organisational records to ensure that master agreements are in place before confirmation processes are conducted
- Complete confirmation processes
- Produce and forward organisational confirmation documentation to client for approval and authorisation
- Receive authorised confirmation documentation and complete financial transaction according to confirmed settlement procedures and organisational and industry requirements
- Forward confirmation documentation to client outlining settlement exchange details